Transactions (selection) By The Principals of Guthrie

Representative Transactions (Alphabetically)CountryP/AApprox Value($)Stock-Exchange
777 Shareholder DisputeUS/ChinaP/A$ 4,685,400.00
AMTAX – Fund 1 saleUSP$ 7,809,000.00OTC-US
Apollo Petroleum Corp DivestitureUSP$ 3,123,600.00LSE
Assurantie Uantook, Hootwijh AcquisitionNethP/A$ 1,515,314.53
Assurantie Uantook, Stassen AcquisitionNethP/A$ 1,515,314.53
AWECO – various oil trading salesUSA$ 2,342,700,000.00
B to B Internet (IPO)US/EurA$ 227,297,179.50AmstSE
Bank of England Fund dealsUS/UKP$ 23,427,000.00LSE
Basin Petroleum Properties AcquisitionUSP$ 3,123,600.00
Batenburg B.V. AcquisitionNethP/A$ 3,030,629.06
Booker PLC (Public to Private)UKA$ 3,182,160,513.00LSE
Bow Valley Denver PropertyUS/CanadaP$ 4,685,400.00
Bow Valley USA AcquisitionUSP$ 210,843,000.00TSE / LSE
BuringStar Coal AcquisitionUSP$ 15,618,000.00
Can Caddy Inc. AcqusitionUSP$ 1,561,800.00
Care First PLC (Public to Private)UKA$ 775,221,350.00LSE
CitiCorp Mining (JV)US/UK/ChileP$ 101,517,000.00
CitiCorp US Mining Project FinanceUSP$ 131,588,500.00LSE
Crest Property AcquisitionUSP$ 3,435,960.00
CrestaCare PLC Public to Private/Four SeasonsUKA$ 462,170,931.65LSE
Daly Productions (Acquisitions)USP$ 15,618,000.00
De la Rue PLC (Public to Private)UKA$ 909,188,718.00LSE
Equipment Hire (Acquisition)UKA$ 8,936,784.00
Exploration Co. of Louisiana (Acquisition)USP$ 63,705,000.00LSE
Facilities Mgt Service (Acquisition)UKA$ 17,892,200.00
Fortune 200 (Acquisition) ProgrammeUSA$ 730,257,265.00NYSE
Four Corners Gas DivestitureUSP$ 35,921,400.00LSE
Great Wisdom Publishing – SDI MergerUKP/A$ 181,837,743.60OTC – US
Groveland, et al AcquisitionUSP/A$ 15,153,145.30
GWDC (13 company merger)USP/A$ 117,135,000.00LSE
GWEC JV with IsraelUS/IsraelP/A$ 92,886,000.00
GWRI Convertible DebtUS/UKP$ 132,753,000.00LSE
GWRI Convertible DebtUS/UKP$ 124,944,000.00LSE
GWRI DivestitureUK/US/SAP$ 83,342,299.15LSE/NYSE
GWRI Houston PropertyUSP$ 18,741,600.00
GWRI IPOUS/UKP$ 93,708,000.00LSE
GWRI Listing in AmsterdamNetherlandsP$ 85,899,000.00AmstSE
GWRI Rights IssueUS/UKP$ 101,517,000.00LSE
GWRI Shareholder DisputeUS/UKP$ 10,932,600.00LSE
GWRI Yemen (JV)US/UK/YemenP$ 15,732,000.00LSE
Heavy Manufacturing (Acquisition)Eur/USA$ 753,500,000.00
Heritage Entertainment (Acquisition)USP$ 18,741,600.00
HSBC/UBS Warburg Rights IssuesUS/UKP$ 296,742,000.00LSE
Ikerd Bandy Coal (Acquisition)USP$ 7,425,400.00
Integrated Health Care Systems AcquisitionUSP/A$ 7,576,572.65
IT Programme AcquisitionUKA$ 3,030,629.06
J&L Oil Properties numerous AcquisitionsUSP/A$ 7,809,000.00
JAPEX JV in GulfUS/JapanP$ 93,708,000.00LSE
Jimenez Foods (Acquisition)USP$ 18,741,600.00
JPK Ind Acquisitions/DivestituresUSP/A$ 78,090,000.00
Kenai Petroleum AcquisitionUSP$ 10,932,600.00NYSE / LSE
Kennedy Ind Acquisitions/DivestituresUSP$ 39,045,000.00
King Torpedo Company DivestitureUSP$ 9,370,800.00
KIO Acquisitions, Divestitures & FinancingUS/UKP$ 624,720,000.00LSE
L&B Oil AcquisitionUKP$ 17,179,800.00LSE
LAJet – various petroleum product salesUSP/A$ 3,123,600,000.00
LAJet refining AcquisitionUSP$ 12,494,400.00
LAJet UK Ltd AcquisitionUSP$ 13,700,000.00
Lake Charles Refining AcquisitionUSP/A$ 18,741,600.00
Luxury Boat Manufacturer (Acquisition)UKA$ 121,396,401.44
Mor-Lite Inc AcqusitionUSP/A$ 3,123,600.00OTC – US
Multi Company DivestitureUS/EuropeA$ 2,877,000,000.00
NMB FinancingNetherlandsP$ 94,392,000.00AmstSE
NSM UK, Anglo United (Acquisition)US/UK/NethP$ 187,416,000.00LSE
Oilwell Drilling Inc. AcquisitionUSP$ 7,809,000.00
Oklahoma Industries Ltd. AcquisitionUSP$ 15,618,000.00
PEMEX JVMexico/USP/A$ 171,250,000.00
Pend Oreille Oil (Acquisition)USP$ 132,753,000.00ASE / LSE
Permian Corp (Acquisition)US/UKP$ 374,832,000.00
Peru JV Project FinanceUS/UK/PeruP$ 163,989,000.00LSE
Peru Properties AcquisitionUS/UK/PeruP$ 23,427,000.00LSE
Phillipine – Onassis JVPhillipines/USA$ 132,753,000.00
Plant Rental (Acquisition)UKA$ 4,467,022.00
PLC Shareholder Dispute SettlementUKA$ 13,444,632.00AIM
Property / Real Estate (Flat Complex) AcquisitionUSP/A$ 4,795,000.00
Property DivestitureUSP/A$ 4,110,000.00
Property/ Real Estate WorkoutUSP/A$ 18,605,312.40
Ray Resources DivestitureUSP$ 15,618,000.00
Regis Associates AcquisitionUS/UKP$ 3,123,600.00LSE
Remington Property AcquisitionUSP$ 7,809,000.00
Rival Drilling Acquisition & DivestitureUSP$ 1,561,800.00LSE
RP Fund 2 Unit saleUSP$ 8,589,900.00NYSE
RP Fund 3 Unit saleUSP$ 11,713,500.00NYSE
Salawati Oil, Indonesia AcquisitionIndonesiaP/A$ 780,900,000.00NYSE/Tokyo
Success Development International IPOUSP/A$ 90,918,871.80OTC – US
Telecom Support Services (Acquisition)US/UKA$ 106,072,017.10LSE
UBS Warburg Rights IssueUS/UKP$ 101,517,000.00LSE
UK takeover defenceUS/UKP$ 142,123,800.00LSE
Union Oil – petroleum product sales contractsUSP/A$ 168,674,400.00
USA Finance Israelis JVUS/IsraelP/A$ 92,886,000.00
USA JP 4/5 financing, sales, distributionUSP$ 236,800,116.00
Vatican Bank Project FinanceVatican/USA$ 374,832,000.00
Vision Marketing AcquisitionUKP/A$ 1,561,800.00
Wharton Properties AcquisitionUSP$ 70,281,000.00LSE
Whitaker Oil AcquisitionUSP$ 15,618,000.00NYSE / LSE
Wicks PLC (Public to Private)UKA$ 984,954,444.50LSE
Wise Publishing (Acquisition)USP$ 9,370,800.00
Y.G. PLC/R&A Young Mining Ltd (Acquisition)US/UKP$ 31,236,000.00LSE
Total>$ 23,125,622,266.27